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涉农企业科技创新关键要素投入的梯度优化研究

Gradient optimization of key innovation factor inputs in agribusinesses

  • 摘要: 在科技创新要素稀缺的背景下,如何推动更多涉农企业实现要素投入向高效率方向优化,是加快农业科技现代化进程的关键问题。本文将对改善科技创新要素错配贡献最大的要素界定为“关键要素”,并依据关键要素的种类与数量对涉农上市企业进行分类,进而提出不同类别企业以关键要素为优先的梯度优化策略。在方法上,本文结合农业科技创新周期的特点,对传统的Hsieh & Klenow(HK)模型进行改进,以便贴合农业科技创新长期性与企业异质性的实际需求,并据此测算要素错配情况。随后,构建考虑非期望产出、支持规模报酬可变的超效率SBM(SBM-VAR-SDEA)模型,用以评估不同企业的科技创新效率及投入产出的松弛程度。研究结果表明,科技创新要素投入结构的调整对大多数涉农企业具有正向改善作用。在优化过程中,应优先将关键要素调整至最优结构对应的投入水平,其余要素按照原有结构同比例调整,该策略适用于单一或多项关键要素情形。优化结果显示,关键要素投入得以有效压缩,非关键要素投入和非期望产出未增加,整体投入效率得到提升。本研究提出的梯度优化方法为提升涉农企业科技创新要素利用效率提供了理论支持与实践路径,具有重要的政策参考价值,有助于推动我国农业科技现代化进程。

     

    Abstract: Under the background of scarce scientific and technological innovation factors, promoting more agribusinesses to optimize their factor inputs toward higher efficiency is a key issue in accelerating the modernization of agricultural science and technology. This study identifies the innovation factor that contributes most to reducing factor misallocation as the “key factor” and classifies listed agribusinesses based on the number and type of their key factors. Accordingly, a gradient optimization strategy that prioritizes key factors is proposed for different categories of enterprises. Methodologically, this paper improves the traditional Hsieh & Klenow (HK) model by incorporating the characteristics of agricultural innovation cycles, making it better suited to the long-term nature and heterogeneity of agribusinesses, and uses it to measure factor misallocation. Furthermore, a super-efficiency SBM (SBM-VAR-SDEA) model that accounts for undesirable outputs and allows for variable returns to scale is constructed to evaluate the efficiency of technological innovation and the slack in input-output combinations. The results show that adjusting the structure of innovation factor inputs has a positive effect on most agribusinesses. In the optimization process, key factors should be prioritized and adjusted to their optimal input levels, while non-key factors should be adjusted proportionally based on their original structure. This strategy applies to both single and multiple key factor scenarios. The optimization results indicate that key factor inputs are effectively compressed, while non-key inputs and undesirable outputs do not increase, thus improving overall input efficiency. The gradient optimization method proposed in this study provides both theoretical support and practical pathways for enhancing the efficiency of innovation factor utilization in agribusinesses and offers important policy implications for advancing the modernization of agricultural science and technology in China.

     

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