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基于迁移学习策略的异常气候下县域冬小麦估产研究

County-level winter wheat yield estimation under climate anomalies using a transfer leaning approach

  • 摘要: 在异常气候条件下开展冬小麦的准确估产,对于揭示气候变化对产量的影响并保障粮食安全具有重要意义。本研究以中国冬小麦主产区286个县为研究对象,基于2002—2020年返青至成熟期的多源遥感植被指数与气象特征,构建了8日尺度的估产数据集。利用机器学习与深度学习方法构建了CNN、LSTM、XGBoost和RF等估产模型,并采用“正常年份预训练-灾害年份微调”的迁移学习策略,系统评估模型在干旱、洪涝和低温等异常气候情景下的估产性能。结果表明,迁移学习策略显著提升了模型精度与稳定性,深度学习模型RMSE整体降幅达18.1%~19.6%。其中迁移学习后的CNN模型整体表现最为稳健,五折交叉验证R2为0.63,RMSE为722.86 kg/hm2;灾害情境下,CNN在干旱和低温年份估产效果最佳,而LSTM在洪涝年份表现更优。空间分析显示,55%~64%的县估产误差小于10%,中东部平原区误差较小,西部和西南丘陵区误差相对偏大。本研究提出的融合多源数据与迁移学习的CNN模型在异常气候年份具有较强的稳健性和泛化能力,可为农业管理及粮食安全决策提供区域尺度冬小麦高效估产方法。

     

    Abstract: Accurate estimation of winter wheat yield under abnormal climate conditions is essential for understanding the impacts of climate change on crop production and ensuring grain security. Focusing on 286 counties in the major winter wheat production regions of China, this paper constructs an 8-day 1county-level yield estimation dataset based on multi-source remote sensing vegetation indices and meteorological variables from the green-up to maturity stages during 2002-2020. Furthermore, applying machine learning and deep learning approaches, this paper systematically evaluates the estimation performances of different models, including the convolutional neural networks (CNN), the long short-term memory networks (LSTM), the XGBoost, and the random forest (RF), under drought, flood, and low-temperature stress conditions. Results show that transfer learning significantly improves model accuracy and stability, with overall RMSE reductions of 18.1%~19.6% for deep learning models. Among all models, the transfer-learning-based CNN demonstrates the most robust overall performance, achieving an R2 of 0.63 and an RMSE of 722.86 kg/hm2 under five-fold cross-validation; under specific disaster scenarios, the CNN performs best in drought and low-temperature years, while the LSTM outperforms other models in flood years. Spatial analysis indicates that 55%~64% of counties have yield estimation errors within 10%, with generally lower errors in the central and eastern plains and relatively higher errors in western and southwestern hilly regions. The proposed CNN model integrating multi-source data and transfer learning demonstrates strong robustness and generalization capability under anomalous climate conditions, providing an efficient regional-scale approach for winter wheat yield estimation to support agricultural management and food security decision-making.

     

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